Corporate Governance & Administration
From Continuing Obligations to Dissolution of Hong Kong Listed Companies
香港上市公司從持續責任到結束
Course No. : 232-610625-01|Start Date : 08/07/2023
Instructor
Mr.LUNG Cheuk Wah
Language Used
Cantonese (supplemented with English)
Total Hours
30.00
Session
10
Place
Start Date
08/07/2023
Schedule
Saturday
Time
14:00 - 17:00
Tuition Fee
$4,700
Level
General Short Courses
Course Enquiries
3943 91272603 6565[JavaScript encoded]
Enrolment Enquiries
2209 0290
Closing Date for Application
Enrolment deadline is 10 calendar days before the course commencement date. Late enrolment will only be considered if there are still vacant places.
1 Introduction
This course is designed to help participants to understand and comply with the relevant Ordinances, Listing Rules, Codes and related rules and regulations by means of handouts, articles and cases study. It also equips participants with practical ways to discharge their responsibilities and promote good corporate governance in their organisations. Upon completion of this Part 2 course which together with the anticipated Part 1 course “610624 From IPO to Continuing Obligations of Hong Kong Listed Companies”, the participants will then have learnt the material aspects of the entire Hong Kong Listing Rules within 5 months.
Upon completion of the course, students are eligible to apply for Continuing Professional Development
(CPD) hours from The Hong Kong Chartered Governance Institute.
Upon completion of the course, students are eligible to apply for Continuing Professional Development
(CPD) hours from The Hong Kong Chartered Governance Institute.
2 Course Content
1. Corporate Governance Code;
2. Functions and powers of HKEX and SFC;
3. Investment vehicles;
4. General obligations of disclosure;
5. Share option scheme;
6. Share buy-back and privatization;
7. Responsible persons, committees and auditor;
8. Black-out period and Model Code;
9. SFC - disclosure of interests and directors’ securities dealing; and
10. Scheme of arrangement, deregistration, liquidation and dissolution.
2. Functions and powers of HKEX and SFC;
3. Investment vehicles;
4. General obligations of disclosure;
5. Share option scheme;
6. Share buy-back and privatization;
7. Responsible persons, committees and auditor;
8. Black-out period and Model Code;
9. SFC - disclosure of interests and directors’ securities dealing; and
10. Scheme of arrangement, deregistration, liquidation and dissolution.